Investment Academy Pro I (YNKVm667)

Course topics: 1. Introduction and the Interdisciplinary Framework of Wealth Management The Role of a Lawyer in the World of Investments and Wealth → How lawyers can influence investment decisions; wealth management as a team-based discipline. 2. Introduction and the Interdisciplinary Framework of Wealth Management Financial Advisory and Strategy → Why it is essential for lawyers to understand investment concepts and the client\'s long-term strategy. 3. Regulatory and Legal Foundations of Investments Financial Regulation and Licensing of Entities → Overview of relevant legislation: NBS, MiFID II, AML, KYC – application and practical implications. 4. Regulatory and Legal Foundations of Investments Legal Responsibility of Advisors and Investor Protection → Fiduciary duties, conflicts of interest, documentation, and sanctions. 5. Family Business Strategy and Governance Family Businesses: Identity, Values, Relationships, and Long-Term Vision → Family constitution, values, mission, multi-generational perspective. 6. Family Business Strategy and Governance Legal and Organizational Structures of Family Businesses → Governance bodies, control mechanisms, statutes, and contractual solutions. 7. Asset-Holding Structures Types of Asset Structures and Their Practical Use → Overview of options (e.g., holdings, trusts, foundations, funds), their purposes (asset protection, privacy, succession planning), advantages and risks, selecting appropriate structures based on client needs. 8. Asset-Holding Structures Trusts, Foundations, and Investment Funds → Comparison of trusts and foundations, relevant jurisdictions, management models, fund creation (e.g., mutual funds, SICAV), regulatory and tax aspects, practical examples. 9. Family Offices: Models and Wealth Management Standards Single vs. Multi Family Office: Benefits and Trade-offs → When it\'s worthwhile to set up a Family Office, what services it includes. 10. Family Offices: Management of Family Offices → People, Processes, Rules, and External Partners. 11. Private Banking and Client Service Private Banking Products and Their Legal Frameworks → Mandate agreements, discretionary portfolios, specifics for HNWI and UHNWI clients. 12. Private Banking and Client Service Approach, Trust and Loyalty → Soft factors, relationship building, management of sensitive data.

Information sheet

Supervisors and educators:
Mgr. Michal Babjak - Zabezpečuje, Skúšajúci, Cvičiaci, Zodpovedný za elearning, Kogarant
Jarmila Hercegová - Zodpovedný za elearning
prof. PhDr. JUDr. Tomáš Gábriš, PhD. - Zabezpečuje, Hlavný garant
Katarína Cviková - Zodpovedný za elearning
Mgr. Ján Kutan - Kogarant, Zodpovedný za elearning, Cvičiaci, Skúšajúci
JUDr. Ingrid Lanczová, PhD. - Kogarant
Ing. Jana Koprlová, PhD. - Kogarant, Schvaľujúci zápis

Code: YNKVm667

Period: ZS

Credits: 3